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Required Forms for Outgoing Subawards


These documents are required for any outgoing subaward issued from UCLA OCGA. Proposal Stage documents are required for the review prior to endorsement of a proposal containing a Subaward or a Multi-Campus Agreement (MCA). Required for new, renewal, and supplemental proposals.


FDP Expanded Clearinghouse - Changes to Use of Subrecipient Commitment Forms
UCLA is participating in the national FDP Expanded Clearinghouse pilot, which began on August 18, 2016. In order to reduce the administrative burden related to incoming and outgoing subawards, pilot participant central offices will be relying on institutional information from profiles housed on the FDP website, instead of institutional information from individual Subrecipient Commitment Forms. Subrecipient Commitment Forms typically require completion of institutional information about our F&A rates, fringe benefit rates, audit status, COI policy status, Federalwide Assurances, etc.


If UCLA is receiving a subaward from, or issuing a subaward to, another FDP Expanded Clearinghouse participant institution, we should discontinue Subrecipient Commitment Forms. Instead of the Subrecipient Commitment Form, pilot participants will be asked to fill-out a short Letter of Intent. The list of FDP Expanded Clearinghouse pilot participants is available on the UCLA FDP Expanded Clearinghouse Pilot Letter of Intent below and also on the FDP website. If an institution is not a part of the pilot, UCLA should continue to do business as you have in the past (sending or receiving subrecipient commitment forms, if needed.)  


Proposal Stage


Subrecipient to provide:


UCLA PI to provide:


If Multi-Campus Award (MCA) with sister UC campus:

Required documents with the form:

    • UC participating campus' Statement of Work (SOW)
    • UC participating campus' line item budget and budget justification


Award Stage


  • OCGA Subaward Checklist
    • Copies of subrecipient compliance documents: Human Subjects, Animal Subjects, Stem Cell, etc.
  • MCA Checklist
  • Copies of Proposal Stage documents as well as UCLA OCGA Award Snapshot


Subaward Management



Close-Out Stage


UCLA PI to provide: 

  • Subaward Final Close-out Certification (Attachment D)
    Please see Subaward Agreements and Amendments for list of required reports (Final Invoice, Final Technical, Final Patent, and any other required reports that UCLA PI/Department should collect).  


Page Last Updated: June 30, 2017